About Us

About the Firm

The investment and securities fraud attorneys at Universal Taxation Strategies, have extensive experience representing individual investors in securities arbitration and litigation. Universal Taxation Strategies have successfully represented thousands of clients in securities and investment fraud cases, with combined claims of hundreds of millions of dollars. If you have suffered investment loss, you may be entitled to recover all or part of your investment. To find out more about your potential claims against your broker/financial advisor, investment firm, or securities firm, please contact an experienced investment fraud attorney.

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Securities Litigation & Arbitration

The arbitration attorneys at Universal Taxation Strategies represent investors in securities arbitrations and litigation globally. We have successfully represented thousands of clients in investment and securities fraud cases, with combined claims of hundreds of millions of dollars.

Investor Advocates – Arbitration Attorneys

Recent securities & investments fraud matters on behalf of investors include:

  • Multiple Arbitrations representing investors with losses of over $20 million, in securities fraud claims against international financial services firm arising out of complex options trading strategy.
  • Representation of numerous individual investors in suitability, breach of fiduciary duty and misrepresentation claims.
  • Representation of a group of over 200 investors in arbitrations against national investment and financial planning firm in securities fraud claims arising out of investments in real estate limited partnerships and resulting in a substantial, confidential settlement.
  • Securities litigation on behalf of over 1000 investors who suffered significant losses investing in viatical contracts.
  • Representation of investors in Stanford Financial Group.

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The loss of your hard-earned investment savings can be financially and emotionally devastating. Litigation and arbitration may be new to you. We will guide you through the arbitration/litigation process to make it easy and understandable.

During your initial consultation, we will listen to you and evaluate whether you have a securities claim. We will clearly explain what you can expect from us and what we will expect from you so, together, we can successfully achieve your goals.

Privacy Policy & Disclaimer

Your privacy is very important to us. Accordingly, we have developed this Policy in order for you to understand how we collect, use, communicate and disclose and make use of personal information. The following outlines our privacy policy.

  • Before or at the time of collecting personal information, we will identify the purposes for which information is being collected.
  • We will collect and use of personal information solely with the objective of fulfilling those purposes specified by us and for other compatible purposes, unless we obtain the consent of the individual concerned or as required by law.
  • We will only retain personal information as long as necessary for the fulfillment of those purposes.
  • We will collect personal information by lawful and fair means and, where appropriate, with the knowledge or consent of the individual concerned.
  • Personal data should be relevant to the purposes for which it is to be used, and, to the extent necessary for those purposes, should be accurate, complete, and up-to-date.
  • We will protect personal information by reasonable security safeguards against loss or theft, as well as unauthorized access, disclosure, copying, use or modification.
  • We will make readily available to customers information about our policies and practices relating to the management of personal information.

We are committed to conducting our business in accordance with these principles in order to ensure that the confidentiality of personal information is protected and maintained.

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Warning and Disclaimer

This site is a public resource for general information about our firm. Nothing in this website should be considered legal advice. Communications by you through this website do not establish an attorney-client relationship with Universal Taxation Strategies | Securities and Tax Advocates or its attorneys.

Our professional obligations require that before accepting any new client, we must determine whether any conflicts exist with current or former clients. To inquire about legal representation, please call or email one of our partners. An attorney-client relationship will not be created by placing a call or sending an e-mail.

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