Losing your hard-earned money in a failed investment can be devastating. We know you work hard to earn extra money to put into savings and to invest for retirement. We understand the importance of financial security. We also know that high net worth investors often seek conservative investment strategies designed to preserve wealth. We realize the importance of safety of principal and understand appropriate exposure to risk.
Read MoreMany investors are familiar with investments in common stocks, bonds, mutual funds, certificates of deposit and other traditional investments. Losses in these investments often form the basis of a legal claim. In addition, you may have followed the advice of a financial advisor and put money into a less traditional investment, based on the promise of higher than average returns. There is a large variety of non-traditional investments, many of which are explained below.
Read MoreFinancial advisors and securities firms (as well as accountants, lawyers and others) owe duties to investors when making investment recommendations. When those duties are breached causing the investor to lose money, the investor may have a legal claim for damages. Some claims are based on intentional misconduct, but several others are not. You may have a claim even if your broker had good intentions.
Read MoreThe facts in each securities related claim are different. They involve different individuals and different circumstances. While there is no assurance that any client will obtain a recovery, or obtain a favorable award at the time of hearing, the following are representative claims where we have made successful recoveries on behalf of our clients.
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