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Services

We are knowledgeable, professional, responsive and extremely capable.

  • Recovery & Arbitrations
  • Security & Investment
  • Causes of Action
  • Client Recoveries

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Why Choose Us?

We handle securities arbitrations and litigation involving a variety of investment products and legal claims:

  • Stockbroker Misconduct
  • Stockbroker Theft
  • Excessive Fees
  • Trustee Management
  • Detecting Stockbroker Fraud . . .

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Privacy Policy & Disclaimer

Your privacy is very important to us. Accordingly, we have developed this Policy in order for you to understand how we collect, use, communicate and disclose and make use of personal information.The following outlines our privacy policy. . . . .

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The investment and securities fraud attorneys at Universal Taxation Strategies, have extensive experience representing
individual investors in securities arbitration and litigation. Universal Taxation Strategies have successfully represented
thousands of clients in securities and investment fraud cases, with combined claims of hundreds of millions of dollars.
During your initial consultation, we will listen to you and evaluate whether you have a securities claim.
We will clearly explain what you can expect from us and what we will expect from you so, together,
we can successfully achieve your goals.

What is Investment Securities Arbitration?

Arbitration is a binding dispute-resolution process in which an impartial arbitrator or panel of arbitrators hear the evidence and decide how the dispute is resolved. An arbitration award is a final resolution and can be filed in court to have the same effect as a court judgment. Many brokerage firms require their clients to sign agreements stating that they will use arbitration, rather than take legal action, in the event of a disagreement. Stock, futures, or options exchanges and other professional or regulatory associations are often involved in administering arbitration proceedings.

Who are the Arbitrators?

Arbitrators are diverse people from many different walks of life. Their profiles detail their education, work history, experience, involvement with investment issues, and other relevant background and qualifications. If accepted, the potential arbitrators receive training, and their names and profiles go into a pool from which arbitrators are randomly selected for a given case., Some arbitrators work in the securities industry; others may be teachers, homemakers, investors, business people, medical professionals, or lawyers. Arbitrators should be fair and impartial.

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Have you lost money in an invesment?

Losing your hard-earned money in a failed investment can be devastating.

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Common Securities and Investment Scams

Investors should be on the lookout for the following common investment scams.

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Causes of Action

When those duties are breached causing the investor to lose money, the investor may have a legal claim for damages.

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Steps you can take to avoid being victimized

Things investors can do to minimize the chance of serious investment losses due to fraud or unethical broker behavior

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Have any Questions?

Feel free to contact us

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